-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQOds46zjcON0bqA8wG6Cn9Aw/DZ5GYMaW3w7+cXVyKoJhj+rQEIHCqrqpmSsiHB DCpsOiPeE2rBGrLqACB/BQ== 0000950144-99-001850.txt : 19990217 0000950144-99-001850.hdr.sgml : 19990217 ACCESSION NUMBER: 0000950144-99-001850 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOOKS A MILLION INC CENTRAL INDEX KEY: 0000891919 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 630798460 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43790 FILM NUMBER: 99540527 BUSINESS ADDRESS: STREET 1: 402 INDUSTRIAL LN CITY: BIRMINGHAM STATE: AL ZIP: 35211 BUSINESS PHONE: 2059423737 MAIL ADDRESS: STREET 1: 402 INDUSTRIAL LANE CITY: BIRMINGHAM STATE: AL ZIP: 35211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSON JOEL R CENTRAL INDEX KEY: 0000901452 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 202 NORTH COURT ST CITY: FLORENCE STATE: AL ZIP: 35630 MAIL ADDRESS: STREET 1: 202 NORTH COURT STREET CITY: FLORENCE STATE: AL ZIP: 35630 SC 13G/A 1 BOOKS-A-MILLION INC / JOEL R ANDERSON 1 ---------------------------------- OMB APPROVAL ---------------------------------- OMB NUMBER: 3235-0145 EXPIRES: AUGUST 31, 1999 ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE.............14.90 ---------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) Books-A-Million, Inc (Name of Issuer) Common Stock, $.01 par value per share (Title Class of Securities) 098570-10-4 (CUSIP Number) December 31, 1998 (Date of Event which requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X ] Rule 13d-1(d) 2 CUSIP No. 098570-10-4 1. Names of Reporting Persons. Joel R. Anderson I.R.S. Identification Nos. of above persons (entities only) 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ___ (b) ___ 3. SEC Use Only: 4. Citizenship or Place of Organization: United States of America Number of Shares 5. Sole Voting Power: 1,699,440 Beneficially Owned by 6. Shared Voting Power: 83,000 Each Reporting Person 7. Sole Dispositive Power: 1,699,440 With: 8. Shared Dispositive Power: 83,000 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,782,440 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)___ 11. Percent of Class Represented by Amount in Row (11): 10.0% Type of Reporting Person (See Instructions): IN 3 ITEM 1. (a) Name of Issuer: Books-A-Million, Inc. (b) Address of Issuer's Principal Executive Offices: 402 Industrial Lane Birmingham, Alabama 35211 ITEM 2. (a) Name of Person Filing: Joel R. Anderson (b) Address of Principal Business Office or, if none, Residence: 202 North Court Street Florence , Alabama 35630 (c) Citizenship: United States of America (d) Title of Class of Securities: Common Stock, $.01 par value per share (e) CUSIP Number: 098570-10-4 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PErSon FILING IS A: (a)[ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78e). (b)[ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c)[ ] Insurance company as defined in section 3(a)(10) of the Act (15 U.S.C. 78c). (d)[ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C.80a-8). (e)[ ] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f)[ ] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g)[ ] A parent holding company or control person in accordance with ss.240-134d-1(b)(1)(ii)(G); (h)[ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); 4 (i)[ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)[ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 1,782,440 (b) Percent of class: 10.0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 1,699,440. (ii) Shared power to vote or to direct the vote 83,000. (iii) Sole power to dispose or to direct the disposition of 1,699,440. (iv) Shared power to dispose or to direct the disposition of 83,000. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION Not Applicable 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 1999 ---------------- Date /s/ Joel R. Anderson --------------------- Joel R. Anderson -----END PRIVACY-ENHANCED MESSAGE-----